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Member of Russell Bedford International –
A global network of independent professional services firms
A global network of independent professional services firms
Best execution monitoring is the process of evaluating and ensuring that investment firms are executing client orders on the best available terms. It is a key regulatory requirement under MiFID II.
What are the Best Execution Factors that need to be Monitored?
Investment firms are required to implement systematic monitoring processes to ensure compliance with best execution obligations:
By diligently monitoring these factors and processes, investment firms can ensure they are meeting their best execution obligations and protecting their clients’ interests.